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Sources & coverage
These are available SEC Form 4 purchase and sale records. The view excludes awards, gifts, option exercises and other transaction types. Large shareholders can include investment firms as well as individuals.
The period follows filing dates. Each row also shows when the transaction occurred. Reported value is shares multiplied by the reported price; a missing or zero imported price is shown as unavailable.
Weekly highlights cover the last seven filing dates and count distinct reporting-owner names. They feature the largest purchase and sale totals among companies with complete amounts in the available records, independently of the filters below.
Coverage is partial. Expand a transaction for the reporting owners, ownership, trading-plan disclosure and footnotes available in that record. Older records may only identify the first reporting owner. Missing context is shown as unavailable; the original filing remains the source.
Role filters use reported officer titles and ownership relationships, so one filing can match more than one role. A purchase transaction code does not establish that a trade took place on the open market.
Position & filing details for KINDER RICHARD D, KMI, filed Nov 6, 2026
Added 0.20% to reported shares246,212,353 before → 246,712,353 after
Change in this reported direct Class P Common Stock position, measured against shares held before this transaction. It is not a change in total beneficial ownership.
The filing includes footnotes that may qualify these reported figures; you can review them below.
Reporting owner
KINDER RICHARD D · Executive Chairman · Director · 10% owner
Filing facts
Security
Class P Common Stock
Ownership
Direct
Trading plan
Not indicated on this filing
Form
4
Filing footnotes
F1 The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $29.92 to $29.99 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
F2 The reporting person disclaims any and all beneficial or pecuniary interest in the shares owned by his spouse.
F3 The reporting person disclaims 99% of any beneficial ownership of the shares owned by such limited partnership.
Position & filing details for Equels Thomas K, AIM, filed Nov 6, 2026
Added 10.7% to reported shares189,747 before → 210,046 after
Change in this reported direct Common Stock position, measured against shares held before this transaction. It is not a change in total beneficial ownership.
Position & filing details for Shah Prem S, CVS, filed Nov 6, 2026
Added 36.9% to reported shares64,661.1575 before → 88,516.1575 after
Change in this reported direct Common Stock position, measured against shares held before this transaction. It is not a change in total beneficial ownership.
Position & filing details for Elsener William Thomas, MTDR, filed Nov 6, 2026
Added 0.78% to reported shares114,879 before → 115,779 after
Change in this reported direct Common Stock position, measured against shares held before this transaction. It is not a change in total beneficial ownership.
The filing includes footnotes that may qualify these reported figures; you can review them below.
Reporting owner
Elsener William Thomas · EVP, Reservoir Engineering
Filing facts
Security
Common Stock
Ownership
Direct
Trading plan
Not indicated on this filing
Form
4
Filing footnotes
F1 Includes shares acquired pursuant to the Issuer's Employee Stock Purchase Plan. Such acquisitions are exempt under Rule 16b-3
Position & filing details for Little Harrison James, KYN, filed Nov 6, 2026
Added 18.1% to reported shares21,552.502 before → 25,452.502 after
Change in this reported direct Common Stock position, measured against shares held before this transaction. It is not a change in total beneficial ownership.
Position & filing details for Erman Bryan A, MTDR, filed Nov 6, 2026
Added 21.5% to reported shares4,250 before → 5,165 after
Change in this reported indirect Common Stock position, measured against shares held before this transaction. It is not a change in total beneficial ownership; indirect interests may overlap other reported holdings.
The filing includes footnotes that may qualify these reported figures; you can review them below.
Reporting owner
Erman Bryan A · President
Filing facts
Security
Common Stock
Ownership
Indirect · Represents shares held of record by the reporting person's 401(k) account
Trading plan
Not indicated on this filing
Form
4
Filing footnotes
F1 The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $50.53 to $51.00 per share, inclusive. The reporting person shall provide to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price.
Position & filing details for Chowbey Sanjay, KMT, filed Nov 6, 2026
Added 2.6% to reported shares273,957.373 before → 280,957.373 after
Change in this reported direct Common Stock position, measured against shares held before this transaction. It is not a change in total beneficial ownership.
The filing includes footnotes that may qualify these reported figures; you can review them below.
Reporting owner
Chowbey Sanjay · President and CEO · Director
Filing facts
Security
Common Stock
Ownership
Direct
Trading plan
Not indicated on this filing
Form
4
Filing footnotes
F1 The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $23.50 to $23.79, inclusive. The reporting person undertakes to provide to Kennametal Inc., any security holder of Kennametal Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1) to this Form 4
Position & filing details for IRICK JAIME A, TRNS, filed Nov 6, 2026
New reported position0 before → 2,275 after
A percentage increase is undefined when the previously reported holding was zero. This describes the direct position on this filing, not total beneficial ownership.
Reporting owner
IRICK JAIME A · President and CEO · Director
Filing facts
Security
Common Stock, $.50 par value
Ownership
Direct
Trading plan
Not indicated on this filing
Form
4
Filing footnotes
F1 The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $100.89 to $101.35. The reporting person undertakes to provide to Transcat, Inc., any security holder of Transcat, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
F2 These restricted stock units, which convert into common stock on a one-for-one basis, vest on March 31, 2029, except as otherwise provided in the award notice.
KY
KYNKayne Anderson Energy Infrastructure Fund, Inc.
Baker James CPresident
Purchase$331,085Added 2.5% to reported shares25,000 shares · $13.24 / share
Position & filing details for Baker James C, KYN, filed Nov 6, 2026
Added 2.5% to reported shares1,003,019 before → 1,028,019 after
Change in this reported direct Common Stock position, measured against shares held before this transaction. It is not a change in total beneficial ownership.
Position & filing details for Lu Ying, OWLS, filed Nov 6, 2026
Added 0.02% to reported shares13,200 before → 13,203 after
Change in this reported direct Common A Class Shares position, measured against shares held before this transaction. It is not a change in total beneficial ownership.
Position & filing details for Dai Kun, UXIN, filed Nov 6, 2026
Added 5.2% to reported shares160,695 before → 169,002 after
Change in this reported indirect American depositary shares position, measured against shares held before this transaction. It is not a change in total beneficial ownership; indirect interests may overlap other reported holdings.
The filing includes footnotes that may qualify these reported figures; you can review them below.
Reporting owner
Dai Kun · Chief Executive Officer · Director
Filing facts
Security
American depositary shares
Ownership
Indirect · By Xin Gao Group Limited
Trading plan
Indicated on this filing
Form
4
Filing footnotes
F1 Each American depositary shares represents 300 Class A ordinary shares of the issuer.
Position & filing details for WANG CHUN KAI, OWLS, filed Nov 6, 2026
Added 0.01% to reported shares3,148,105 before → 3,148,505 after
Change in this reported direct Class A Common Shares position, measured against shares held before this transaction. It is not a change in total beneficial ownership.
The filing includes footnotes that may qualify these reported figures; you can review them below.
Reporting owner
WANG CHUN KAI · Chief Executive Officer · Director
Filing facts
Security
Class A Common Shares
Ownership
Direct
Trading plan
Not indicated on this filing
Form
4
Filing footnotes
F1 The price reported in Column 4 is a weighted average price of US$2.3550. These shares were purchased in multiple transactions at prices ranging from US$2.3100 to US$2.3700, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.
Position & filing details for Klein Gal Nir, SYNX, filed Nov 6, 2026
Added 16.5% to reported shares60,149 before → 70,089 after
Change in this reported direct Ordinary Shares, no par value per share position, measured against shares held before this transaction. It is not a change in total beneficial ownership.
The filing includes footnotes that may qualify these reported figures; you can review them below.
Reporting owner
Klein Gal Nir · VP Marketing & Israel Sales · Director
Filing facts
Security
Ordinary Shares, no par value per share
Ownership
Direct
Trading plan
Not indicated on this filing
Form
4
Filing footnotes
F1 Held as joint tenants with right of survivorship with Mrs. Klein's spouse, Mr. Nir Klein, who is also a reporting person of Silynxcom Ltd. (the "Issuer"), and over which they share control and pecuniary interest.
F2 The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions on November 3, 2026 at prices ranging from $0.9500 to $1.0000 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Position & filing details for Wang Jiawei, FFAI, filed Nov 6, 2026
New reported position0 before → 1 after
A percentage increase is undefined when the previously reported holding was zero. This describes the direct position on this filing, not total beneficial ownership.
Reporting owner
Wang Jiawei · Executive Chairman · Director
Filing facts
Security
Series A Preferred Stock, par value $0.0001 per share
Ownership
Direct
Trading plan
Not indicated on this filing
Form
4
Filing footnotes
F1 On November 5, 2026, the Reporting Person purchased one (1) share of Series A Preferred Stock, par value $0.0001 per share (the "Preferred Stock") of the Issuer from the Issuer for cash consideration of $100.00. The Preferred Stock has the rights, preferences, privileges and restrictions set forth in the Certificate of Designation of Preferences, Rights and Limitations of Series A Preferred Stock filed by the Issuer with the Secretary of State of the State of Delaware (the "Series A COD").
Position & filing details for Klein Nir, SYNX, filed Nov 6, 2026
Added 0.35% to reported shares2,812,794 before → 2,822,734 after
Change in this reported direct Ordinary Shares, no par value per share position, measured against shares held before this transaction. It is not a change in total beneficial ownership.
The filing includes footnotes that may qualify these reported figures; you can review them below.
Reporting owner
Klein Nir · Chief Executive Officer · Director
Filing facts
Security
Ordinary Shares, no par value per share
Ownership
Direct
Trading plan
Not indicated on this filing
Form
4
Filing footnotes
F1 Represents 2,752,645 shares held by Mr. Klein as an individual, and 60,149 shares as joint tenants with right of survivorship with Mr. Klien's spouse, Mrs. Gal Nir Klein, who is also a reporting person of Silynxcom Ltd. (the "Issuer"), and over which they share control and pecuniary interest.
The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions on November 3, 2026 at prices ranging from $0.9500 to $1.0000 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Position & filing details for Klein Gal Nir, SYNX, filed Nov 6, 2026
Added 19.9% to reported shares50,149 before → 60,149 after
Change in this reported direct Ordinary Shares, no par value per share position, measured against shares held before this transaction. It is not a change in total beneficial ownership.
The filing includes footnotes that may qualify these reported figures; you can review them below.
Reporting owner
Klein Gal Nir · VP Marketing & Israel Sales · Director
Filing facts
Security
Ordinary Shares, no par value per share
Ownership
Direct
Trading plan
Not indicated on this filing
Form
4
Filing footnotes
F1 Held as joint tenants with right of survivorship with Mrs. Klein's spouse, Mr. Nir Klein, who is also a reporting person of Silynxcom Ltd. (the "Issuer"), and over which they share control and pecuniary interest.
F2 The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions on November 3, 2026 at prices ranging from $0.9500 to $1.0000 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Position & filing details for Klein Nir, SYNX, filed Nov 6, 2026
Added 0.36% to reported shares2,802,794 before → 2,812,794 after
Change in this reported direct Ordinary Shares, no par value per share position, measured against shares held before this transaction. It is not a change in total beneficial ownership.
The filing includes footnotes that may qualify these reported figures; you can review them below.
Reporting owner
Klein Nir · Chief Executive Officer · Director
Filing facts
Security
Ordinary Shares, no par value per share
Ownership
Direct
Trading plan
Not indicated on this filing
Form
4
Filing footnotes
F1 Represents 2,752,645 shares held by Mr. Klein as an individual, and 60,149 shares as joint tenants with right of survivorship with Mr. Klien's spouse, Mrs. Gal Nir Klein, who is also a reporting person of Silynxcom Ltd. (the "Issuer"), and over which they share control and pecuniary interest.
The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions on November 3, 2026 at prices ranging from $0.9500 to $1.0000 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Position & filing details for Novogratz Michael, GLXY, filed Nov 5, 2026
Position percentage unavailable
This filing does not establish an unambiguous before-and-after direct holding for this transaction.
Reporting owners
Novogratz Michael · Chief Executive Officer · Director · 10% owner
Galaxy Group Investments LLC · 10% owner
Jointly reported holdings can overlap.
Filing facts
Security
Class A Common Stock
Ownership
Indirect · Held by Galaxy Group Funding ECI U LLC
Trading plan
Not indicated on this filing
Form
4
Record limitations
Multiple reporting owners appear in this filing; their interests may overlap.
Filing footnotes
F1 The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.34 to $13.34 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Position & filing details for MOORE JOHN A, SCND, filed Nov 5, 2026
Added 0.99% to reported shares1,008,941 before → 1,018,941 after
Change in this reported direct Common Stock position, measured against shares held before this transaction. It is not a change in total beneficial ownership.
Position & filing details for Canup Edward G, CBAN, filed Nov 5, 2026
Added 2.3% to reported shares43,701.88 before → 44,701.88 after
Change in this reported direct COLONY BANKCORP, INC COMMON STOCK position, measured against shares held before this transaction. It is not a change in total beneficial ownership.
The filing includes footnotes that may qualify these reported figures; you can review them below.
Reporting owner
Canup Edward G · CHIEF BANKING OFFICER
Filing facts
Security
COLONY BANKCORP, INC COMMON STOCK
Ownership
Direct
Trading plan
Not indicated on this filing
Form
4
Filing footnotes
F1 Includes shares acquired through reinvested dividends and salary deferral.
F2 Includes shares acquired through 401k company match, reinvested dividends and salary deferral.
Position & filing details for Novogratz Michael, GLXY, filed Nov 5, 2026
Position percentage unavailable
This filing does not establish an unambiguous before-and-after direct holding for this transaction.
Reporting owners
Novogratz Michael · Chief Executive Officer · Director · 10% owner
Galaxy Group Investments LLC · 10% owner
Jointly reported holdings can overlap.
Filing facts
Security
Class A Common Stock
Ownership
Indirect · Held by Galaxy Group Funding ECI U LLC
Trading plan
Not indicated on this filing
Form
4
Record limitations
Multiple reporting owners appear in this filing; their interests may overlap.
Filing footnotes
F1 The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.34 to $13.34 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Position & filing details for Finn Michael J, JBSS, filed Nov 5, 2026
Added 2.8% to reported shares7,075.99 before → 7,275.99 after
Change in this reported direct Common Stock position, measured against shares held before this transaction. It is not a change in total beneficial ownership.
Position & filing details for Colodney Benjamin T, MTDR, filed Nov 5, 2026
Position percentage unavailable
This filing does not establish an unambiguous before-and-after direct holding for this transaction.
Reporting owner
Colodney Benjamin T · SVP & Chief Accounting Officer
Filing facts
Security
Common Stock
Ownership
Direct
Trading plan
Not indicated on this filing
Form
4
Filing footnotes
F1 Represents shares of restricted stock granted to the reporting person on November 3, 2026 that vest in equal annual installments on May 1, 2027, May 1, 2028 and May 1, 2029.
F2 Includes 3,000 shares of restricted stock granted to the reporting person on October 29, 2024 that vest on May 1, 2027.
F3 Includes 3,200 shares of restricted stock granted to the reporting person on November 3, 2026 that vest in equal annual installments on May 1, 2027, May 1, 2028 and May 1, 2029.
F4 Includes 3,218 shares of restricted stock granted to the reporting person on July 21, 2025 that vest on May 1, 2028.
F5 Includes shares acquired pursuant to the Issuer's Employee Stock Purchase Plan. Such acquisitions are exempt under Rule 16b-3.
Position & filing details for McKay Edward H, SHEN, filed Nov 5, 2026
Added 0.74% to reported shares136,007 before → 137,007 after
Change in this reported direct Common Stock position, measured against shares held before this transaction. It is not a change in total beneficial ownership.
Position & filing details for Lytle Glenn E Jr, SHEN, filed Nov 5, 2026
Added 5.6% to reported shares8,956 before → 9,456 after
Change in this reported direct Common Stock position, measured against shares held before this transaction. It is not a change in total beneficial ownership.
Position & filing details for Calvert Christopher P, MTDR, filed Nov 5, 2026
Added 4.5% to reported shares44,000 before → 46,000 after
Change in this reported indirect Common Stock position, measured against shares held before this transaction. It is not a change in total beneficial ownership; indirect interests may overlap other reported holdings.
The filing includes footnotes that may qualify these reported figures; you can review them below.
Reporting owner
Calvert Christopher P · EVP and CFO
Filing facts
Security
Common Stock
Ownership
Indirect · Represents shares held of record by the reporting person's 401(k) account
Trading plan
Not indicated on this filing
Form
4
Filing footnotes
F1 Includes 3,334 shares of restricted stock granted to the reporting person on February 14, 2024 that vest on the third anniversary of the date of grant.
F2 Includes shares acquired pursuant to the Issuer's Employee Stock Purchase Plan. Such acquisitions are exempt under Rule 16b-3.
Position & filing details for Canup Edward G, CBAN, filed Nov 5, 2026
Added 2.4% to reported shares41,701.88 before → 42,701.88 after
Change in this reported direct COLONY BANKCORP, INC COMMON STOCK position, measured against shares held before this transaction. It is not a change in total beneficial ownership.
The filing includes footnotes that may qualify these reported figures; you can review them below.
Reporting owner
Canup Edward G · CHIEF BANKING OFFICER
Filing facts
Security
COLONY BANKCORP, INC COMMON STOCK
Ownership
Direct
Trading plan
Not indicated on this filing
Form
4
Filing footnotes
F1 Includes shares acquired through reinvested dividends and salary deferral.
F2 Includes shares acquired through 401k company match, reinvested dividends and salary deferral.
Position & filing details for Dai Kun, UXIN, filed Nov 5, 2026
Added 3.3% to reported shares155,580 before → 160,695 after
Change in this reported indirect American depositary shares position, measured against shares held before this transaction. It is not a change in total beneficial ownership; indirect interests may overlap other reported holdings.
The filing includes footnotes that may qualify these reported figures; you can review them below.
Reporting owner
Dai Kun · Chief Executive Officer · Director
Filing facts
Security
American depositary shares
Ownership
Indirect · By Xin Gao Group Limited
Trading plan
Indicated on this filing
Form
4
Filing footnotes
F1 Each American depositary shares represents 300 Class A ordinary shares of the issuer.
Position & filing details for Sonnenschein Elazar, PLSM, filed Nov 5, 2026
Added 1% to reported shares883,162 before → 892,421 after
Change in this reported indirect Ordinary Shares position, measured against shares held before this transaction. It is not a change in total beneficial ownership; indirect interests may overlap other reported holdings.
The filing includes footnotes that may qualify these reported figures; you can review them below.
Reporting owner
Sonnenschein Elazar · Chief Executive Officer · Director
Filing facts
Security
Ordinary Shares
Ownership
Indirect · See Footnote
Trading plan
Not indicated on this filing
Form
4
Filing footnotes
F1 The reported purchase price was originally denominated in New Israeli Shekels ("NIS") and is presented in the table in U.S. Dollars ("USD") based on the exchange rate published by the Bank of Israel on November 3, 2026 of NIS 3.1570 per USD 1.00 (the "Exchange Rate"). The reported purchase price represents a weighted average purchase price. The shares were acquired in multiple transactions at prices ranging from NIS 5.25 to NIS 5.40 per share (approximately $1.66 to $1.71 per share, respectively, based on the Exchange Rate). The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Position & filing details for Canup Edward G, CBAN, filed Nov 5, 2026
Added 2.3% to reported shares42,701.88 before → 43,701.88 after
Change in this reported direct COLONY BANKCORP, INC COMMON STOCK position, measured against shares held before this transaction. It is not a change in total beneficial ownership.
The filing includes footnotes that may qualify these reported figures; you can review them below.
Reporting owner
Canup Edward G · CHIEF BANKING OFFICER
Filing facts
Security
COLONY BANKCORP, INC COMMON STOCK
Ownership
Direct
Trading plan
Not indicated on this filing
Form
4
Filing footnotes
F1 Includes shares acquired through reinvested dividends and salary deferral.
F2 Includes shares acquired through 401k company match, reinvested dividends and salary deferral.
Position & filing details for Rodriguez Enrique, LBTY, filed Nov 5, 2026
Added 54% to reported shares391,065 before → 602,378 after
Change in this reported indirect Class A Common Shares position, measured against shares held before this transaction. It is not a change in total beneficial ownership; indirect interests may overlap other reported holdings.
The filing includes footnotes that may qualify these reported figures; you can review them below.
Reporting owner
Rodriguez Enrique · EVP, Chief Technology Officer
Filing facts
Security
Class A Common Shares
Ownership
Indirect · By Trust
Trading plan
Not indicated on this filing
Form
4
Filing footnotes
F1 The price reflects a weighted average of purchases made at prices ranging from $9.102 to $9.525. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price.
Position & filing details for Johnson Timothy Steven, BXMT, filed Nov 5, 2026
Added 17% to reported shares527,900 before → 617,900 after
Change in this reported direct Class A Common Stock position, measured against shares held before this transaction. It is not a change in total beneficial ownership.
The filing includes footnotes that may qualify these reported figures; you can review them below.
Reporting owner
Johnson Timothy Steven · Chief Executive Officer · Director
Filing facts
Security
Class A Common Stock
Ownership
Direct
Trading plan
Not indicated on this filing
Form
4
Filing footnotes
F1 The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.445 to $11.585, inclusive. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price for all transactions reported on this Form 4.
Position & filing details for Mindlin Damian Miguel, PAM, filed Nov 5, 2026
Added 2.7% to reported shares710,306 before → 729,545 after
Change in this reported direct American Depositary shares position, measured against shares held before this transaction. It is not a change in total beneficial ownership.
Position & filing details for FRIES MICHAEL T, LBTY, filed Nov 5, 2026
Added 9.7% to reported shares1,128,525 before → 1,238,525 after
Change in this reported direct Class A Common Shares position, measured against shares held before this transaction. It is not a change in total beneficial ownership.
The filing includes footnotes that may qualify these reported figures; you can review them below.
Reporting owner
FRIES MICHAEL T · President & CEO · Director
Filing facts
Security
Class A Common Shares
Ownership
Direct
Trading plan
Not indicated on this filing
Form
4
Filing footnotes
F1 The price reflects a weighted average of purchases made at prices ranging from $8.94 to $9.46. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price.
Position & filing details for Amlani Ajay K, AWRE, filed Nov 5, 2026
Added 1.3% to reported shares1,017,909 before → 1,031,420 after
Change in this reported direct Common Stock position, measured against shares held before this transaction. It is not a change in total beneficial ownership.
Position & filing details for Karam Fahmi, UPBD, filed Nov 5, 2026
Added 1.7% to reported shares254,505 before → 258,912 after
Change in this reported direct COMMON STOCK position, measured against shares held before this transaction. It is not a change in total beneficial ownership.
The filing includes footnotes that may qualify these reported figures; you can review them below.
Reporting owner
Karam Fahmi · Chief Executive Officer · Director
Filing facts
Security
COMMON STOCK
Ownership
Direct
Trading plan
Not indicated on this filing
Form
4
Filing footnotes
F1 Includes shares of common stock and unvested restricted stock units.
Position & filing details for Mindlin Damian Miguel, PAM, filed Nov 5, 2026
Added 2.8% to reported shares690,893 before → 710,306 after
Change in this reported direct American Depositary shares position, measured against shares held before this transaction. It is not a change in total beneficial ownership.
Position & filing details for Dai Kun, UXIN, filed Nov 5, 2026
Added 4.1% to reported shares149,480 before → 155,580 after
Change in this reported indirect American depositary shares position, measured against shares held before this transaction. It is not a change in total beneficial ownership; indirect interests may overlap other reported holdings.
The filing includes footnotes that may qualify these reported figures; you can review them below.
Reporting owner
Dai Kun · Chief Executive Officer · Director
Filing facts
Security
American depositary shares
Ownership
Indirect · By Xin Gao Group Limited
Trading plan
Indicated on this filing
Form
4
Filing footnotes
F1 Each American depositary shares represents 300 Class A ordinary shares of the issuer.
Position & filing details for Byrne Richard J, FBRT, filed Nov 5, 2026
New reported position0 before → 162,600 after
A percentage increase is undefined when the previously reported holding was zero. This describes the indirect position on this filing, not total beneficial ownership.
Reporting owner
Byrne Richard J · Chairman and CEO · Director
Filing facts
Security
Common Stock
Ownership
Indirect · By Trust
Trading plan
Not indicated on this filing
Form
4
Filing footnotes
F1 The price reported represents the weighted average purchase price of the shares acquired. The actual purchase prices ranged from $6.00 to $6.18. The reporting person has provided to the Issuer, and hereby undertakes to provide upon request by the U.S. Securities and Exchange Commission staff or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.
F2 Represents shares held by a family trust for the benefit of members of the reporting person's immediate family. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
Position & filing details for Gosney Ryan T, LBRT, filed Nov 5, 2026
Added 1.3% to reported shares233,327 before → 236,327 after
Change in this reported direct Class A Common Stock position, measured against shares held before this transaction. It is not a change in total beneficial ownership.
Position & filing details for Gusek Ron, LBRT, filed Nov 5, 2026
Added 2.4% to reported shares1,043,702 before → 1,068,702 after
Change in this reported direct Class A Common Stock position, measured against shares held before this transaction. It is not a change in total beneficial ownership.
The filing includes footnotes that may qualify these reported figures; you can review them below.
Reporting owner
Gusek Ron · CEO and President · Director
Filing facts
Security
Class A Common Stock
Ownership
Direct
Trading plan
Not indicated on this filing
Form
4
Filing footnotes
F1 The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $15.015 to $15.14, inclusive. The Reporting Person undertakes to provide to Liberty Energy Inc., any security holder of Liberty Energy Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Position & filing details for Amlani Ajay K, AWRE, filed Nov 5, 2026
Added 2.1% to reported shares996,909 before → 1,017,909 after
Change in this reported direct Common Stock position, measured against shares held before this transaction. It is not a change in total beneficial ownership.
Position & filing details for Ghodoosi Arash, XIVYX, filed Nov 5, 2026
Added 0.02% to reported shares41,646.882 before → 41,654.574 after
Change in this reported direct Institutional Investment Strategy Fund - Founder Class Share position, measured against shares held before this transaction. It is not a change in total beneficial ownership.
Reporting owner
Ghodoosi Arash · President, Principal Executive
Filing facts
Security
Institutional Investment Strategy Fund - Founder Class Share
Position & filing details for MOORE JOHN A, SCND, filed Nov 5, 2026
Added 0.71% to reported shares1,001,841 before → 1,008,941 after
Change in this reported direct Common Stock position, measured against shares held before this transaction. It is not a change in total beneficial ownership.
Position & filing details for MOORE JOHN A, SCND, filed Nov 5, 2026
Added 5.4% to reported shares950,641 before → 1,001,841 after
Change in this reported direct Common Stock position, measured against shares held before this transaction. It is not a change in total beneficial ownership.
Position & filing details for Liu Shaoren, TRAD, filed Nov 5, 2026
Position percentage unavailable
This filing does not establish an unambiguous before-and-after direct holding for this transaction.
Reporting owners
Liu Shaoren · CEO and CFO · Director · 10% owner
APEX INNOVATION ACQUISITION CORP. · 10% owner
Jointly reported holdings can overlap.
Filing facts
Security
Ordinary shares
Ownership
Indirect · By Sponsor
Trading plan
Not indicated on this filing
Form
4
Record limitations
Multiple reporting owners appear in this filing; their interests may overlap.
Filing footnotes
F1 Mr. Shaoren Liu is the sole member and sole director of Apex Innovation Acquisition Corp. (the -Sponsor-) and has sole voting and investment discretion with respect to the shares held by the Sponsor and may be deemed to beneficially own those shares.
F2 Simultaneously with the closing of the over-allotment option on April 15, 2026 by the underwriters in connection with the Issuers initial public offering, the Sponsor purchased an additional 3,029 private units at $10.00 per private unit, for an aggregate purchase price of $30,290. Each private unit consist of one ordinary share and one right (Right) to receive one-fourth (1/4) of one ordinary share upon consummation of the Issuer's initial business combination.
Position & filing details for Liu Shaoren, TRAD, filed Nov 5, 2026
Position percentage unavailable
This filing does not establish an unambiguous before-and-after direct holding for this transaction.
Reporting owners
Liu Shaoren · CEO and CFO · Director · 10% owner
APEX INNOVATION ACQUISITION CORP. · 10% owner
Jointly reported holdings can overlap.
Filing facts
Security
Ordinary shares
Ownership
Indirect · By Sponsor
Trading plan
Not indicated on this filing
Form
4
Record limitations
Multiple reporting owners appear in this filing; their interests may overlap.
Filing footnotes
F1 Mr. Shaoren Liu is the sole member and sole director of Apex Innovation Acquisition Corp. (the Sponsor) and has sole voting and investment discretion with respect to the shares held by the Sponsor and may be deemed to beneficially own those shares.
F2 Simultaneously with the closing of the Issuers initial public offering on February 27, 2026, the Sponsor purchased 208,971 private units at $10.00 per private unit, for an aggregate purchase price of $2,089,710. Each private unit consist of one ordinary share and one right (Right) to receive one-fourth (1/4) of one ordinary share upon consummation of the Issuer's initial business combination.
Position & filing details for Finn Michael J, JBSS, filed Nov 4, 2026
Added 1.4% to reported shares6,975.99 before → 7,075.99 after
Change in this reported direct Common Stock position, measured against shares held before this transaction. It is not a change in total beneficial ownership.
F3 The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions on November 4, 2026 at prices ranging from $0.9750 to $1.0000 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
F3 Represents 2,752,645 shares held by Mr. Klein as an individual, and 70,089 shares as joint tenants with right of survivorship with Mr. Klien's spouse, Mrs. Gal Nir Klein, who is also a reporting person of the Issuer, and over which they share control and pecuniary interest.
F4 The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions on November 4, 2026 at prices ranging from $0.9750 to $1.0000 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
F3 The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions on November 4, 2026 at prices ranging from $0.9750 to $1.0000 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
F3 Represents 2,752,645 shares held by Mr. Klein as an individual, and 70,089 shares as joint tenants with right of survivorship with Mr. Klien's spouse, Mrs. Gal Nir Klein, who is also a reporting person of the Issuer, and over which they share control and pecuniary interest.
F4 The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions on November 4, 2026 at prices ranging from $0.9750 to $1.0000 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
F2 Galaxy Group Funding ECI U LLC is wholly-owned by Galaxy Group Investments LLC, which is controlled by the Reporting Person.
F3 The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.371 to $13.870 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
F4 Includes 327,065 shares of Class A Common Stock to be delivered in settlement of restricted share unit awards ("RSUs"), subject to continued service through the applicable vesting date.
F5 Each RSU represents the right to receive one share of Class A common stock.
F2 Galaxy Group Funding ECI U LLC is wholly-owned by Galaxy Group Investments LLC, which is controlled by the Reporting Person.
F3 The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.371 to $13.870 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
F4 Includes 327,065 shares of Class A Common Stock to be delivered in settlement of restricted share unit awards ("RSUs"), subject to continued service through the applicable vesting date.
F5 Each RSU represents the right to receive one share of Class A common stock.
F6 The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $51.20 to $51.99 per share, inclusive. The reporting person shall provide to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price.
A reliable share count or transaction price is missing.
Filing footnotes
F1 In addition to Pershing Square Capital Management, L.P., a Delaware limited partnership ("PSCM"), this Form 4 is being filed jointly by PSCM GP, LLC, a Delaware limited liability company ("PSCM GP"), Pershing Square Inc., a Nevada corporation ("PS Inc."), Pershing Square Management, LLC, a Delaware limited liability company ("ManagementCo"), Pershing Square Partner Group, LLC, a Delaware limited liability company ("PSPG"), and William A. Ackman, a citizen of the United States of America (collectively, the "Reporting Persons"), each of whom has the same business address as PSCM and may be deemed to beneficially own the securities of the Issuer reported on this Form 4 (the "Subject Securities").
F2 PSCM advises the accounts of Pershing Square, L.P., a Delaware limited partnership ("PSLP"), Pershing Square International, Ltd., a Cayman Islands exempted company ("PSI"), and Pershing Square Holdings, Ltd., a limited liability company incorporated in Guernsey ("PSH" and together with PSLP and PSI, the "Pershing Square Affiliated Funds") and PS Redemption, L.P., a Delaware limited partnership ("RedemptionCo"). The Pershing Square Affiliated Funds are the members of Pershing Square SPARC Sponsor, LLC, a Delaware limited liability company ("Sponsor"), and RedemptionCo was a member of the Sponsor immediately prior to the SPARC Membership Transfer (as defined below). PSCM is the non-member manager of the Sponsor. PSCM also advises PS SPARC I Master, L.P. ("SPARC Master LP").
F3 (Continued from Footnote 2) PS Inc. is the holding company of PSCM, and PSCM GP is the general partner of PSCM. ManagementCo holds majority voting power over PS Inc. (including in its capacity as the managing member of PSPG). ManagementCo is governed by its members, consisting of Mr. Ackman, Ryan Israel, Ben Hakim, Michael Gonnella, Anthony Massaro and Halit Coussin (collectively, the "ManagementCo Members"). Mr. Ackman owns 24.9% of the voting interests of ManagementCo, with Mr. Israel, Mr. Hakim, Mr. Gonnella, Mr. Massaro and Ms. Coussin each owning the remainder of the voting interests equally (approximately 15% each), and the approval of a majority of the voting interests is generally required to approve any action of ManagementCo.
F4 (Continued from Footnote 3) ManagementCo, PSPG, PS Inc., PSCM GP and PSCM may each be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"). By virtue of Mr. Ackman's position as, among other positions, the Chief Executive Officer of PSCM, Mr. Ackman may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a) under the Exchange Act. Each of the Reporting Persons and ManagementCo Members disclaims any beneficial ownership of any of the Subject Securities, except to the extent of any pecuniary interest therein.
F5 (Continued from Footnote 4) ManagementCo, PSPG and PS Inc. were inadvertently omitted as reporting persons from the prior Form 4 jointly filed by Mr. Ackman, PSCM GP and PSCM on April 23, 2026 with respect to the Subject Securities, and each of ManagementCo, PSPG and PS Inc. may have been deemed to have had beneficial ownership of the same Subject Securities reported in that prior Form 4 and similarly disclaim any such beneficial ownership except to the extent of any pecuniary interest therein.
F6 On November 3, 2026, approximately 1.8% of the membership interest in the Sponsor was transferred from RedemptionCo to PSH for aggregate cash consideration of $806,976.20 in connection with the ongoing liquidation of RedemptionCo (the foregoing transfer, the "SPARC Membership Transfer"). RedemptionCo was formed for the purpose of giving effect to the redemption of certain limited partner interests of PSLP in connection with a special redemption opportunity that was consummated on April 21, 2026, and RedemptionCo is intended to be liquidated following the fulfillment of that purpose.
F7 (Continued from Footnote 6) The membership interest held by RedemptionCo represented a proportionate number (based on the size of the special redemption opportunity) of shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock") and Sponsor Warrants (as defined below) held by the Sponsor. The SPARC Membership Transfer did not result in a change of aggregate ownership of the Issuer's Common Stock and Sponsor Warrants by the Sponsor.
F8 The 422,533 shares of the Issuer's Common Stock were issued to the Sponsor prior to the Issuer's initial public distribution. The aggregate voting power of the 422,533 shares of Common Stock is equal to 100% of the total voting power of the Issuer's Common Stock outstanding immediately following the initial public distribution.
F9 These Subject Securities were held by RedemptionCo through its membership interest in the Sponsor immediately prior to the SPARC Membership Transfer. As a result of the SPARC Membership Transfer, RedemptionCo no longer holds any membership interest in the Sponsor or Subject Securities.
F10 These Subject Securities are held by the Pershing Square Affiliated Funds through their membership interest in the Sponsor.
F11 Reflects securities acquirable by the Pershing Square Affiliated Funds in connection with that certain committed forward purchase agreement ("Committed Forward Purchase Agreement"), dated September 29, 2023, between the Issuer and the Pershing Square Affiliated Funds. Pursuant to the Committed Forward Purchase Agreement, the Pershing Square Affiliated Funds are obligated to purchase, in one or more private placements to occur simultaneously with the closing of the Issuer's business combination, at least $250,000,000 and up to $1,000,000,000 of common shares of the surviving entity of the Issuer's business combination based upon the final exercise price (the "Final Exercise Price") of the Issuer's subscription warrants, referred to as SPARs, which will be publicly announced in connection with the business combination and which will be at least $10.00.
F12 (Continued from Footnote 11) For purposes of this Form 4, the Reporting Persons have assumed a Final Exercise Price equal to $10.00 and therefore the Pershing Square Affiliated Funds will be obligated to purchase 250,000 forward purchase shares ("Forward Purchase Shares") of the Issuer, at a price of $10.00 per Forward Purchase Share. The obligation of the Pershing Square Affiliated Funds to purchase the Forward Purchase Shares may be allocated among the Pershing Square Affiliated Funds from time to time. The Forward Purchase Shares will generally not be transferable, assignable or salable until 180 days after the consummation of the Issuer's business combination.
F13 Reflects securities acquirable by SPARC Master LP in connection with that certain additional forward purchase agreement ("Additional Forward Purchase Agreement"), dated September 29, 2023, between the Issuer and SPARC Master LP. Pursuant to the Additional Forward Purchase Agreement, SPARC Master LP has the right, but not the obligation, to purchase, in one or two tranches, a number of common shares of the surviving entity of the Issuer's business combination up to an amount equal to $3,500,000,000 less the amount obligated to be purchased by the Pershing Square Affiliated Funds pursuant to the Committed Forward Purchase Agreement.
F14 (Continued from Footnote 13) For purposes of this Form 4, the Reporting Persons have assumed a Final Exercise Price equal to $10.00 and therefore SPARC Master LP will have the right, but not the obligation, to purchase up to 3,250,000 additional forward purchase shares ("Additional Forward Purchase Shares") of the Issuer, at a price of $10.00 per Additional Forward Purchase Share. SPARC Master LP's right to purchase the Additional Forward Purchase Shares may be transferred, in whole or in part, to any entity that is managed by PSCM, but not to third parties. The Additional Forward Purchase Shares will generally not be transferable, assignable or salable until 180 days after the consummation of the Issuer's business combination.
F15 Prior to the Issuer's initial public distribution, the Sponsor purchased, in a private placement, an aggregate of $35,892,480 of sponsor warrants ("Sponsor Warrants"), which will be exercisable, in the aggregate, for a number of shares up to 4.95% of the outstanding shares (on a fully diluted basis) of the post-combination company, at a per share exercise price equal to 120% of the Final Exercise Price. The actual percentage of shares on a fully diluted basis into which the Sponsor Warrants are exercisable will depend on and be decreased ratably in the event that (1) the aggregate funds raised at the closing of the business combination from the exercise of the SPARs and the amount purchased by SPARC Master LP pursuant to the Additional Forward Purchase Agreement, if any, is less than (2) the amount of funds that would have been raised if 100% of the issued SPARs had been exercised at the closing of the business combination.
F16 (Continued from Footnote 15) The Sponsor Warrants will generally not be transferable, assignable or salable until three years after the consummation of the Issuer's business combination, and expire 10 years after the date of the Issuer's business combination.